Find all our London vacancies as well as jobs in The east of London including Docklands and Canary Wharf or Greater london and The West End that are within commuting distance. As well as Compliance vacancies, we have Auditor, Interim head of compliance, Investment jobs. Risk vacancies have been shown.
If we have not exactly found Compliance jobs for London we have suggested similar vacancies and/or places nearby.
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Recent jobs applied for:
Interim head of compliance job in The West End
Investment job in The east of London including Docklands and Canary Wharf
A Business Continuity (BCM) Compliance Manager is sought for an initial six month contract based in London, for a large financial services client Key points: 1. Salary £350 to £400 per day. . . 2. Vacancy posted on 23 May. 3. Job location City of London London A BCM Compliance Manager is sought to ensure: * Execution of BCM/DR compliance checking activities * Providing accurate, consistent and timely reporting to the BCM Management and other key stakeholders * Monitoring of key controls across the region * Providing leadership to other BCM Compliance Team members * Implementation of Global BCM Compliance Testing programme * Develop and perform BCM compliance testing reviews to ensure on-going compliance with the Group wide BCM Standards * Ad hoc reviews ba Click the Job Title (in blue) for more info.
Financial Quality Compliance Executive - Central London - £32000 plus Bonus incentives + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen to join a important client within the financial services sector Key points: 1. This is an opportunity to join a dynamic company and make a significant impact. 2. This a varied role where the employee will provide support and advice in the field together with assessing the quality of money advice delivered. 3. The successful candidate will have worked within the operational side of compliance for a Financial Services provider The role is based in central London Click the Job Title (in blue) for more info.
Our Client are Well Known International Law Firm based in Central London Key points: 1. This job offer Working closely with the Team Leader, the employee will be asked to assist with the approval process and ensure the firms client checks are completed in a timely manner, this will entail gathering due diligence materials from a number of sources. 2. * Assisting fee earners with general queries relating to client approval and the firms AML checks. 3. * Where incomplete information exists speaking to partners, associates and PA's for further information - this may also involve direct contact with the client to obtain this information Presently they are seeking a Compliance Assistant Click the Job Title (in blue) for more info.
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PRINCIPAL CONSULTANT DUE DILIGENCE COMPLIANCE PROJECT MANAGER ...
London Jobs
£70000/annum £70,000 Basic + Benefits
PRINCIPAL CONSULTANT / DUE DILIGENCE / COMPLIANCE / PROJECT MANAGER / COMPLIANCE / DUE DILIGENCE / CLIENT RELATIONSHIP MANAGER South West London £70, 000 + Car + Private Healthcare / Private Dental / Pension / Gym + Excellent Benefits The prospective employer, a Global, Multi-Disciplinary Environmental Engineering Consultancy, require an experienced Due Diligence & Corporate Compliance Specialist within their London Team * It is expected that the successful Candidate will take responsibility for appropriate Commercial Targets & Client Relationship Development * Working with the Transactions & Compliance Team, the vacancy will involve Managing & Undertaking Technical Due Diligence Projects & Corporate Compliance Assessments, as well as Managing & Supporting other Team Members on a Project Basis * As the Principal Consultant the employee will play a key role in Delivering their Transactions & Compliance Service Offering * the employee will demonstrate a high level of commercial awareness, particularly regarding the Transactions Due Diligence Process (Investment Decisions, Cash Flow Planning, Indemnities / Warranties, Financing Structures etc) and be Commercially & Financially aware of issues affecting the Day to Day Operation of the Transactions & Compliance Team, including Proposal Preparation & Costing, Legal Contracts & Behaviours, Limitations & Liabilities etc
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Compliance _Asst Vice President
City of London London Jobs
£55000 - £65000/annum Benefits
Retail and Wealth Management) Job summary: Responsible for setting up compliance procedures & processes for the Retail Investment and Wealth Management businesses of the firm and successfully carrying out day to day compliance responsibilities * Implement a robust client risk appetite assessment tool Ensure compliance with all rules on client communication including financial promotions and approve such communication for distribution * Maintaining a professional working relationship with all business areas and to act as a facilitator and advisor for the retail investment and wealth management functions * Identifying key compliance requirements and risk areas within the business and escalating such risks in a timely manner * Actively involve in the review and approval of new products Carryout 'Treating Customers Fairly' reviews Carryout compliance monitoring and periodic reporting on an on-going basis
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Compliance Analyst
Canary Wharf
City of London London Jobs
£25.00 - £26/hour
Looking for a qualified Compliance Analyst to join our team for an initial 2- 3 month assignment, with the possibility of extending it further, depending on the business need * Job Description *Conducts review and dealing with of submissions under the Foreign Corrupt Practices Act *Conducts review and dealing with of contracts for compliance clause requirements *Conducts review and dealing with of sensitive contracts such as those with customs brokers and delivery agents *Conducts review and dealing with of sensitive payments *Administers Delegation of Authority (DOA) system and answers queries on DOA * *At least 2 years of compliance environment experience required * Person Specification *Qualified to a Bachelor degree level * *Helps ensure delegation of authority system is aligned with expense reporting system (TEA) and procurement (Ariba system)
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More Compliance jobs in the area of London
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Compliance Manager Life and Pensions
Growing financial services ...
London South East Jobs
£55000 - £70000/annum
Compliance Manager Life & Pensions - Growing financial services - London G2 are representing a one of the UK fastest growing financial services companies in their search for a proven Compliance Manager * make an application today to Matthew Sellers at G2 recruitment £55, 000-£70, 000 Basic Salary + Bonus incentives + Benefits * In line with growth they are looking for a highly motivated individual with Life and Pensions experience able to take on and develop the Compliance function * The company in question has a proven track record of success and has seen substantial growth in the last 5 years * Candidates for Compliance Manager Life and Pensions - Growing financial services ... job can proceed by clicking the job title.
An Interchange Compliance Manager is sought to join the legal team of an international payments business * Advanced financial modelling and data management skills (i.e * Proven experience of interchange / inter-bank fees * Required, Skills, Knowledge & Experience required: In depth knowledge of interchange fee structure and governance, general understanding of the different systems used for authorisations and transaction clearing * Experience of project management and stakeholder liaison (internal and external)
My Client is a leading independent provider of investment management, accountancy, tax, corporate and financial advisory services to private clients, corporates, professional practices, and non-profit organisations * In addition to this you must be able to digest large documents quickly, identifying key issues and have proven report writing skills * As a Compliance Manager the employee will have detailed knowledge of relevant regulations in the UK & Ireland and their practical application together with experience of the workings of financial markets, particularly investment management/stockbroking * They are looking to increase their team and in so doing have introduced a new role for a Compliance Manager * Private Healthcare the employer will match your career aspirations to superb training and development opportunities
